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Webinar: Required Compliance Series: Required Compliance for the Board & Senior Management, Including BSA

Directors and senior management are ultimately responsible (and liable) for ensuring the financial institution has an effective compliance program. Board and management training is a key component in establishing and maintaining a strong compliance program. It is vital that directors understand the various compliance areas that require their annual review and approval.

This session will provide a list of those areas, with a focus on risk-based compliance management – including required training for Bank Secrecy Act.  The high-risk areas will be covered in lay terms, with the board in mind (presenting the information most important to the board).  Understand your responsibilities and liabilities before the examiner is at the door!

HIGHLIGHTS

  • BSA – Director responsibilities and liabilities; board reporting and communication required
  • Fair Lending – An ongoing hot button
    • How to mitigate the risk of any fair lending issues that may surface
    • Key areas covered during fair lending examinations.
  • Privacy – From the board room to every employee, the privacy of consumer information is imperative and expected
  • Red Flags for Identity Theft – Specific requirements for board reporting will be covered to ensure the correct information is being presented to the board.
  • Administrative Issues for Compliance – Examiners are focusing on the compliance administrative processes throughout the institution, which begins at the board table.  Do you know what is expected?

 

  • TAKE-AWAY TOOLKIT
    • Regulations checklist for directors and management – a useful reference tool to help with ongoing training requirements
    • Letter of attendance certification with webinar outline
    • Employee training log
    • Quiz you can administer to measure staff learning and a separate answer key

 

Attendance verification for CE credits provided upon request.

WHO SHOULD ATTEND?

This informative session is designed for directors, management, compliance officers, and auditors.

Please note:  The live webinar option allows you to have one telephone connection for the audio portion and one Internet connection (from a single computer terminal) to view online visuals as the presentation is delivered.  You may have as many people as you like listen from your office speaker phone.

ABOUT THE PRESENTER – Ann Brode, Brode Consulting Services, Inc.

Ann Brode began her career in 1973 and has continued her service as a consultant to regional and community financial institutions through a wide range of areas including strategic planning, lending, deposits, marketing, training, compliance, and management.  Ann is a well-respected presenter and has spoken to audiences across the country for 25 years.  She has presented sessions for numerous state associations and has taught at the School of Banking Administration at the University of Wisconsin as well as many other state banking schools.  Ann is the author of The Bank Deposit Documentation Manual for Front-Line Personnel, published by Bankers Publishing Company, and is well represented in numerous industry publications.

THREE REGISTRATION OPTIONS

Note:  All materials are subject to copyright.  Transmission, retransmission, or republishing this webinar to other institutions or those not employed by your financial institution is prohibited.  Print materials may be copied for eligible participants only.

1.  LIVE WEBINAR

The live webinar option allows you to have one telephone connection for the audio portion and one Internet connection (from a single computer terminal) to view online visuals as the presentation is delivered.  You may have as many people as you like listen from your office speaker phone.  Registrants receive a toll-free number and pass code that will allow entrance to the seminar.  The session will be approximately 90 minutes, including question and answer sessions.  Seminar materials, including instructions, PIN number, and handouts will be emailed to you prior to the broadcast.  You will need the most-current version of Adobe Reader available free at www.adobe.com.

Convenient!

Listen to the
archived webinar on your

iPad

iPhone

Android

Instructions will be emailed with the archived webinar link.

2.  ARCHIVED WEBINAR & FREE CD ROM*

Can’t attend the live webinar? The archived webinar is a recording of the live event, including audio, visuals, and handouts. We even provide the presenter’s email address so you may ask follow-up questions. Approximately one week prior to the webinar, you will receive an email with the archived webinar link. This webinar link can be viewed anytime 24/7, beginning 6 business days after the webinar and will expire 6 months after the live program date.

As an added bonus, you will also receive a FREE audio/visual CD ROM.* The CD ROM includes the original audio/visual presentation, the question and answer sessions, and the handouts.  Use the archived webinar or this “off-the-shelf” training program for those that could not attend the live seminar and for future training.

The archived webinar (including the free CD ROM) may ONLY be ordered for 6 months following the webinar. Neither will be available after this time.

3.  BOTH LIVE WEBINAR & ARCHIVED WEBINAR (INCLUDES FREE CD ROM*)

Options 1 and 2 described above

AFFORDABLE, PROFESSIONAL TRAINING, WHEN AND WHERE YOU CHOOSE

*CD ROM is for Mac and PC use only

This event is being conducted by CU Web Training on behalf of the Missouri Credit Union Association.   Click here to register:  https://mcua.fed.cuwebtraining.com/store/webinar

January 29th, 2014 2:00 PM   through   3:30 PM
United States

Event Info

When

January 29th, 2014 2:00 PM   through   3:30 PM

Where

United States

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