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Webinar: IT Audit for Credit Unions

Did you know that the NCUA depends upon the quality of your audit(s) to reduce the amount of time they spend at your credit union? “An effective IT audit function may also reduce the time examiners spend reviewing areas of the institution during examinations. Ideally, the audit program would consist of a full-time, continuous program of internal audit coupled with a well-planned external auditing program.” (FFIEC, 2007) Whether you conduct audits yourself or outsource them, you are required to test and verify the security controls you have in place. How do you select an auditor that can keep up with new cyber attacks and technologies? How do you effectively audit BSA, ACH, ERM, and other risk-based programs? Is there an auditing process that promotes quality and efficiency? Are there auditing tools that can help? What does audit policy and program documentation look like? The “M” in the CAMEL rating is partly determined by the quality of your IT examination and effective auditing is vital for a successful examination. Join us to learn the most efficient ways to complete audits and instill confidence in the NCUA.

HIGHLIGHTS

  • Review IT audit laws and NCUA and FFIEC audit regulations
  • Top audit issues that cause problems and inefficiencies
  • Efficient audit processes for the following types of audits:
    • IT audits and penetration tests
    • Vendor and vulnerability assessments
    • Social engineering and identity theft red flags
    • Configuration standards tests
    • Web and wireless tests
    • ACH and BSA
  • Review effective audit policy and IT audit best practices for credit unions
  • Leading tools to show the new way audits are being completed
  • How your IT audit program should leverage IT risk assessment to scope your IT audit
  • How to run an effective Audit Committee
  • The role of the board and the IT Committee with the audit function and Audit Committee
  • NCUA audit examination procedures

 

  • TAKE-AWAY TOOLKIT
    • Sample IT audit policy
    • IT audit best practices cheat sheet
    • Employee training log
    • Quiz you can administer to measure staff learning and a separate answer key

Attendance verification for CE credits provided upon request.

WHO SHOULD ATTEND?

This informative session is best suited for those responsible for the audit function.  It is also relevant for IT personnel, COOs, CEOs, chief risk officers, chief information officers, chief technology officers, information security officers, chief compliance officers, operations officers, and board members.

Please note:  The live webinar option allows you to have one telephone connection for the audio portion and one Internet connection (from a single computer terminal) to view online visuals as the presentation is delivered.  You may have as many people as you like listen from your office speaker phone.

ABOUT THE PRESENTER – Dr. Kevin Streff, Secure Banking Solutions

Dr. Streff is the Director of the Center for Information Assurance at Dakota State, which has been recognized by the National Security Agency and The Department of Homeland Security as a national center of academic excellence in information assurance.  He has extensive knowledge of the financial services industry, including banking, insurance, and credit operations, and speaks nationally on security issues and solutions relevant to small and medium-sized financial institutions.

Dr. Streff is the founder and managing partner of Secure Banking Solutions, a security consulting firm focused on improving security in financial institutions across the country.  He is also President of InfraGard – South Dakota, a partnership program between private industry and the U.S. government (represented by the FBI).  He has testified to Congressional committees on behalf of small and medium-sized financial institutions regarding cyber security issues affecting their organizations.

THREE REGISTRATION OPTIONS

Note:  All materials are subject to copyright.  Transmission, retransmission, or republishing this webinar to other institutions or those not employed by your financial institution is prohibited.  Print materials may be copied for eligible participants only.

1.  LIVE WEBINAR

Convenient!

Listen to the
archived webinar on your

iPad

iPhone

Android

Instructions will be emailed with the archived webinar link.

The live webinar option allows you to have one telephone connection for the audio portion and one Internet connection (from a single computer terminal) to view online visuals as the presentation is delivered.  You may have as many people as you like listen from your office speaker phone.  Registrants receive a toll-free number and pass code that will allow entrance to the seminar.  The session will be approximately 90 minutes, including question and answer sessions.  Seminar materials, including instructions, PIN number, and handouts will be emailed to you prior to the broadcast.  You will need the most-current version of Adobe Reader available free at www.adobe.com.

2.  ARCHIVED WEBINAR & FREE CD ROM*

Can’t attend the live webinar? The archived webinar is a recording of the live event, including audio, visuals, and handouts. We even provide the presenter’s email address so you may ask follow-up questions. Approximately one week prior to the webinar, you will receive an email with the archived webinar link. This webinar link can be viewed anytime 24/7, beginning 6 business days after the webinar and will expire 6 months after the live program date.

As an added bonus, you will also receive a FREE audio/visual CD ROM.* The CD ROM includes the original audio/visual presentation, the question and answer sessions, and the handouts.  Use the archived webinar or this “off-the-shelf” training program for those that could not attend the live seminar and for future training.

The archived webinar (including the free CD ROM) may ONLY be ordered for 6 months following the webinar. Neither will be available after this time.

3.  BOTH LIVE WEBINAR & ARCHIVED WEBINAR (INCLUDES FREE CD ROM*)

Options 1 and 2 described above

AFFORDABLE, PROFESSIONAL TRAINING, WHEN AND WHERE YOU CHOOSE

*CD ROM is for Mac and PC use only

This event is being conducted by CU Web Training on behalf of the Missouri Credit Union Association.   Click here to register:  https://mcua.fed.cuwebtraining.com/store/webinar

May 28th, 2014 2:00 PM   through   3:30 PM
United States

Event Info

When

May 28th, 2014 2:00 PM   through   3:30 PM

Where

United States

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